WELCOME TO RICHDALE

Supporting your business on its compliance journey, every step of the way.

At Richdale, we provide specialist compliance advice and services on all aspects of regulation mandated by the Financial Conduct Authority (FCA), as well as other government regulations. Our experts work together with new and established financial service providers to help ensure that they are compliant in all areas of their organisation on an ongoing basis.

The regulation of wholesale and retail financial services is a positive step for consumers. It helps ensure they are dealing with responsible, trustworthy and transparent service providers; giving the client a fairer deal, whilst protecting and enhancing the integrity of financial services in the UK. Our specialised services assist the financial service provider complying with their ongoing regulatory requirements.

Richdale’s dedicated Associates work with a wide range of financial services providers, ranging across a wide spectrum of industries including mortgage, protection & general insurance brokers to e-money /payment service providers.

We assist authorised firms in creating a compliant business framework and maintaining the daily compliance requirements as well as assisting new firms in achieving direct authorisation with the FCA or allow them to operate under the authorisation of the Richdale Network as an Appointed Representative.

Ultimately, we are committed to helping our clients manage their new and ongoing regulatory obligations and educating and empowering staff with compliance training bespoke to the needs of each individual business.

CONTACT US FOR A CONSULTATION

Whether you are;

• starting out in financial services;
• an Appointed Representative of another Principal firm;
• Directly Authorised with the FCA but struggling to meet your ongoing regulatory obligations,
• requiring general assistance and advice with your compliance,

… Richdale Consultants are here for you.

We’ve helped many new and established financial service providers like you along the “Richdale Journey” towards consistent FCA compliance and/or direct authorisation. All it takes is an initial consultation to get the ball rolling; a consultation that won’t cost you a penny but is absolutely invaluable in providing you with:

• Information about our comprehensive Compliance Support Package for those seeking direct authorisation with the FCA.
• Understanding about the Richdale Journey designed, delivered and adopted by many of the UK’s leading financial service providers.
• Appreciation of our complete Brokerage Support Package to allow your business to operate under the authority of Richdale as an Appointed Representative to focus on doing what you do best.